Heads Up Compliance has been set up to assist firms to be compliant with the Solicitors Code of Conduct and the FCA regulations.
Find out more about our professional training modules:
- Data Protection
- Conflict of Interest
- Bribery & Corruption
- Equality, Diversity & Inclusion
- Information Security
- Anti-Money Laundering
- Email & Social Media Risk
- Introduction to Health and Safety at Work
- Modern Slavery
- Time Management & Meetings
As the COLP or AR it is your responsibility to ensure that the whole firm is provided with regular training in the above regulatory subjects. We aim to make your life easier by ensuring that all of your staff are trained and made aware of these risk areas and help you develop a "culture of compliance". You will be able to demonstrate that you have a training programme and that you track all of your staff's progress.
Why carry out online study for these professional regulations?
No matter what specialisation you are in or at what level you are working, there is a need to be aware of the SRA Code of Conduct or the FCA regulations. Our training modules have been designed so that you can help improve your knowledge and ensure that you are able to apply the essential tools and techniques that ensure a successful career and business.
All our training modules have been specifically selected for their course content, which combine tried and tested techniques and theories with the skills and knowledge that research shows employers require, with the ability to apply all that has been learnt to your own real-world environment.
Our training modules are testament to your knowledge and understanding, providing confirmation of your experience and capabilities.